Anti-Money Laundering

Professional Recertification (PRCE)

Take This Course

$10.00

3 credit hours

If purchased today, this course must be completed by:
January 16, 2022

If you take this course you may also choose to earn the following additional credit:

Insurance Continuing Education

The material for this course is also available as a downloadable PDF.

Description

With the signing of the USA Patriot Act of 2001, Public Law 107-56, the government received additional powers in the war on terrorism. With this new law, broker-dealers have made a lot of changes in their compliance programs. These changes include establishing anti-money laundering compliance programs, verifying the identity of new accounts and filing suspicious activity reports. This program reviews the requirements for all persons associated with the financial services industry.

Exam Details

Need Proctor?No

Question Count:25

Passing Grade:70%

Attempts to Pass:Unlimited

Note: If you choose to request additional credit types while taking this course, the number of exam questions and proctor rules may change to meet those credits' requirements.

Course Details

Course Number:15595

Approved Title:Anti-Money Laundering

Provider:InsuranceStudy.com

Provider Number:770

Topics Covered:Life and Health, Financial Planning, Law and Legislation, Life

Approved Credits

3 credits in PRCE

Program Level:Intermediate

Rules for American College PRCE (formerly PACE)

Course material may be downloaded.
Exam is open book.