Employer Sponsored Retirement Plans - CFP®

CFP® Certification CE

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3 credit hours

If purchased today, this course must be completed by:
December 31, 2021


This course was designed, constructed and written to provide continuing education in the area of employer-sponsored retirement plans with special attention to the wide variety of qualified plans as well as discussion and education on key areas that all are part of the retirement funding landscape.

It acknowledges and includes examination of 401(k)s, 403(b)s, Simple IRAs, and SEP IRAs available in the marketplace.  It also highlights distribution opportunities and tax consequences for withdrawals that are a fundamental component of qualified retirement accumulation programs.

It is comprised of several Chapters with abundant pages of specialized text along with additional charts, graphs, and other visual tools for enhancing the value of the information as well as to improve recall beyond the course.

It has been constructed to provide the newest agent as well as the veteran agent with a format for gaining new insight into this critical area for Americans as well as current info and regulations pertinent to this area of expertise.

It Informs students about practical and useful realities in the Employer-sponsored qualified retirement plan environment, taxation and distribution issues, and the various economies that relate to providing for future retirement accumulation needs.

It increase student’s specific knowledge about 401(k)s, 403(b)s, Simple IRAs, and SEP IRAs as they relate to accumulating a future retirement “nest egg” through plans offered by their employers.

This course focuses on the student’s overall competency in Employer-sponsored retirement plans. It clarifies the fundamental differences between plan alternatives, explores specialized areas of a variety of approaches, provides a basis for financial analysis between alternatives, and examines approaches for determining retirement accumulation goals.

Exam Details

Need Proctor?No
Question Count:30
Passing Grade:70%
Attempts to Pass:Unlimited
Note: If you choose to request additional credit types while taking this course, the number of exam questions and proctor rules may change to meet those credits' requirements.

Course Details

Course Number:203325
Approved Title:Employer Sponsored Retirement Plans
Provider Number:4717
Topics Covered:Life and Health, Financial Planning, Life
Approved Credits
3 credits in CFP® General
Program Level:Advanced

Rules for CFP® Certification CE

  • Course material may be downloaded. Most online materials will have a PDF version available on your dashboard to download.
  • Exam is open book. You will not be able to access the online materials at the same time as the exam, but you may use your notes and the PDF download of the material, if that is available for your particular course.